Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael David Bennett is a financial advisor with over 20 years of experience in the industry. Michael is currently registered with J.P. Morgan Securities LLC and has a Series 7, Series 10, Series 24, Series 63 and Series 79 license. Michael is a registered representative in all states and territories of the United States. Michael has previously worked with SUNTRUST ROBINSON HUMPHREY, INC., STONECASTLE SECURITIES, LLC, RBC CAPITAL MARKETS CORPORATION, CREDIT SUISSE SECURITIES (USA) LLC, CREDIT SUISSE FIRST BOSTON CORPORATION and CS FIRST BOSTON CORPORATION. Michael specializes in providing financial advice to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
PA
09/14/2015 - Present
J.p. Morgan Securities LLC (PITTSBURGH PA)
NY
05/03/2012 - 04/22/2015
SUNTRUST ROBINSON HUMPHREY, INC. (NEW YORK NY)
NY
04/07/2011 - 02/24/2012
STONECASTLE SECURITIES, LLC (NEW YORK NY)
NY
02/29/2008 - 12/23/2009
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
04/17/2007 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
09/24/2002 - 02/20/2007
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
02/14/2000 - 05/22/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
01/31/1996 - 08/15/1996
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 05/11/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/09/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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