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Michael David Ballestero

Alliance-ONE Investments, LLC

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About Michael David Ballestero

Michael Ballestero is a financial professional with over 25 years of experience in the financial services industry. Michael is currently registered with Alliance-ONE Investments, LLC and holds Series 6, SIE and Series 26 licenses. Michael has previously worked with MetLife Investors Distribution Company, New England Securities, MetLife Securities Inc., and Metropolitan Life Insurance Company. Michael has a strong track record of providing investment advice and financial planning services to individual investors.

Firm Information

Michael Ballestero is currently registered with Alliance-ONE Investments, LLC. Alliance-ONE Investments, LLC is a Limited Liability Company formed on October 20, 2016. The firm is registered with the SEC and has one approved registration.

Not reported

Assets Under Management

Not reported

Total Clients

428

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Ballestero’s Registration & Firm History

OK

08/11/2017 - Present

Alliance-ONE Investments, LLC (Tulsa OK)

OK

12/11/2012 - 08/11/2017

METLIFE INVESTORS DISTRIBUTION COMPANY (TULSA OK)

OK

12/11/2012 - 12/09/2014

NEW ENGLAND SECURITIES (TULSA OK)

OK

04/02/2007 - 03/14/2014

METLIFE SECURITIES INC. (TULSA OK)

OK

07/11/1995 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (TULSA OK)

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Licenses & Designations

BC

Issued 05/21/2010

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/10/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael David Ballestero.
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