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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Dart Patterson is a financial advisor in Middleton, Wisconsin, and has been in the industry for over 46 years. Michael is currently registered with Morgan Stanley and has previously worked with Morgan Stanley & Co. Incorporated, MORGAN STANLEY DW INC., PIPER JAFFRAY & CO., BACHE HALSEY STUART (PAN AMERICAN) INC., OFFERMAN & CO., INC., and GENERAL INVESTMENT SALES CORPORATION. Michael is licensed to provide financial advice in 32 states and has passed 7 securities exams. Michael has a diverse background in financial services and is knowledgeable in many areas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WI
06/01/2009 - Present
Morgan Stanley (Middleton WI)
WI
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MADISON WI)
WI
06/16/2006 - 04/02/2007
MORGAN STANLEY DW INC. (MADISON WI)
WI
06/02/1981 - 06/23/2006
PIPER JAFFRAY & CO. (MADISON WI)
NA
05/29/1981 - 02/03/1982
BACHE HALSEY STUART (PAN AMERICAN) INC.
NA
06/24/1976 - 06/12/1981
OFFERMAN & CO., INC.
NA
08/05/1975 - 06/03/1976
GENERAL INVESTMENT SALES CORPORATION
IA
Issued 05/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2004
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 06/01/1981
PC - AMEX Put and Call Exam
BC
Issued 06/19/1976
Series 7 - General Securities Representative Examination
BC
Issued 08/01/1975
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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