Unclaimed
Michael Darryl Mahoney is a financial advisor with over 30 years of experience in the financial services industry. Michael is currently registered with Franklin Distributors, LLC in Rancho Cordova, California. Michael has held previous positions with Franklin Templeton Financial Services Corp., Franklin/Templeton Distributors, Inc., Templeton Funds Distributor, Inc., Standard Investment Chartered Incorporated, and Baraban Securities, Inc. Michael holds FINRA Series 7, 24, 26 and 63 licenses. Michael is a registered representative in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/01/2020 - Present
Franklin Distributors, LLC (Rancho Cordova CA)
CA
04/09/2019 - 07/07/2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (RANCHO CORDOVA CA)
CA
06/01/1993 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (RANCHO CORDOVA CA)
FL
03/08/1993 - 06/01/1993
TEMPLETON FUNDS DISTRIBUTOR, INC. (ST. PETERSBURG FL)
CA
05/20/1992 - 01/14/1993
STANDARD INVESTMENT CHARTERED INCORPORATED (NEWPORT BEACH CA)
CA
06/12/1991 - 05/21/1992
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BC
Issued 04/30/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2016
Series 24 - General Securities Principal Examination
BC
Issued 03/16/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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