Unclaimed
Michael Darryl Allen has been a registered representative in the securities industry since May 1999. Michael is currently a registered representative with FHN Financial Securities Corp. in Memphis, Tennessee. Michael previously worked at CANTOR FITZGERALD & CO. and FTN FINANCIAL SECURITIES CORP. Michael has experience in the financial services industry and holds several licenses and registrations including Series 7, 50, 52TO, 53, 54, 63 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
03/07/2011 - Present
FHN Financial Securities Corp. (MEMPHIS TN)
TN
07/22/2009 - 03/04/2011
CANTOR FITZGERALD & CO. (MEMPHIS TN)
TN
05/19/1999 - 02/14/2005
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
BC
Issued 07/10/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2019
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 06/02/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/25/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 07/20/2009
Series 7 - General Securities Representative Examination
BC
Issued 03/04/2002
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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