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Michael Darryl Allen

FHN Financial Securities Corp.

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About Michael Darryl Allen

Michael Darryl Allen has been a registered representative in the securities industry since May 1999. Michael is currently a registered representative with FHN Financial Securities Corp. in Memphis, Tennessee. Michael previously worked at CANTOR FITZGERALD & CO. and FTN FINANCIAL SECURITIES CORP. Michael has experience in the financial services industry and holds several licenses and registrations including Series 7, 50, 52TO, 53, 54, 63 and SIE.

Firm Information

Michael Allen is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Allen’s Registration & Firm History

TN

03/07/2011 - Present

FHN Financial Securities Corp. (MEMPHIS TN)

TN

07/22/2009 - 03/04/2011

CANTOR FITZGERALD & CO. (MEMPHIS TN)

TN

05/19/1999 - 02/14/2005

FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)

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Licenses & Designations

BC

Issued 07/10/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/27/2019

Series 54 - Municipal Advisor Principal Qualification Examination

BC

Issued 06/02/2011

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/25/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/2017

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 07/20/2009

Series 7 - General Securities Representative Examination

BC

Issued 03/04/2002

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Darryl Allen.
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