Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Daniel Sweeney has been a registered representative in the financial industry since 1992. Michael is currently registered with Allstate Financial Services, LLC in Nebraska and Pennsylvania. Michael has experience with a variety of financial products and services, including securities, variable contracts, investment company products, and options. Michael is also a registered principal with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NE
01/24/2001 - Present
Allstate Financial Services, LLC (Lincoln NE)
PA
10/03/1995 - 10/31/2000
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
PA
06/26/1995 - 09/25/1995
FUND/PLAN BROKER SERVICES, INC. (KING OF PRUSSIA PA)
PA
02/05/1992 - 06/20/1995
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
NJ
02/15/1990 - 04/09/1990
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 02/04/1994
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/12/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/20/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 05/20/1996
Series 4 - Registered Options Principal Examination
BC
Issued 06/30/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/1993
Series 7 - General Securities Representative Examination
BC
Issued 02/14/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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