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Michael Daniel Sullivan

Dealerweb Inc.

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About Michael Daniel Sullivan

Michael Daniel Sullivan is a financial advisor with Dealerweb Inc., a firm based in Jersey City, NJ. Michael has been in the financial industry since 1987. Michael is registered with FINRA and holds Series 7, 63 and 72 securities licenses. Michael has experience with a variety of firms and has worked in the industry for over 30 years.

Firm Information

Michael Sullivan is currently registered with Dealerweb Inc.. Dealerweb Inc. is a corporation formed on December 12, 1975. The firm is registered in California, Florida, New Jersey, and New York and is also registered with the SEC. The firm has been involved in 7 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

102

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Sullivan’s Registration & Firm History

NJ

01/03/2012 - Present

Dealerweb Inc. (Jersey City NJ)

NY

10/06/2010 - 08/18/2011

BGC FINANCIAL, L.P. (NEW YORK NY)

NY

11/07/2008 - 05/06/2010

RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)

NY

03/05/2007 - 10/16/2008

RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)

NY

01/03/2005 - 01/16/2007

TULLETT LIBERTY SECURITIES INC. (NEW YORK NY)

NY

10/02/2002 - 12/06/2004

MAXCOR FINANCIAL INC. (NEW YORK NY)

NJ

04/20/1994 - 10/10/2002

LIBERTY BROKERAGE INC. (JERSEY CITY NJ)

NY

09/11/1992 - 09/30/1994

RMJ SECURITIES CORP. (NEW YORK NY)

NA

02/28/1991 - 09/09/1992

FUNDAMENTAL BROKERS

NA

10/04/1989 - 02/28/1991

FUNDAMENTAL BROKERS INC.

NA

07/25/1987 - 06/13/1989

COUNTY NATWEST GOVERNMENT SECURITIES, INC.

NY

01/21/1987 - 06/13/1989

COUNTY NATWEST INTERNATIONAL LIMITED (NEW YORK NY)

NA

05/20/1986 - 12/09/1986

THOMAS JAMES ASSOCIATES, INC.

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Licenses & Designations

BC

Issued 10/13/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Daniel Sullivan.
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