Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Nardone is an investment advisor currently registered with Performance Trust Capital Partners, LLC. Michael has a history of working in the financial industry dating back to 1983. Michael has been working in the industry for over 35 years. Michael has a strong track record in the financial industry, holding Series 7, Series 5, and Series 15 licenses. Michael also holds a Series 63 and Series 65 licenses, indicating a broad range of expertise in financial services. Michael is registered in Connecticut, Illinois and New York. Michael has previously been employed by Northern Lights Distributors, LLC, LPL Financial LLC, Invest Financial Corporation, Deawm Distributors, Inc, G. Distributors, LLC, and Gabelli & Company, Inc. as well as several other investment firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
09/19/2018 - Present
Performance Trust Capital Partners, LLC (CHICAGO IL)
NE
09/07/2016 - 09/20/2018
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
NY
04/18/2016 - 07/13/2016
LPL FINANCIAL LLC (MIDDLE VILLAGE NY)
NY
02/25/2016 - 04/15/2016
INVEST FINANCIAL CORPORATION (MINEOLA NY)
IL
11/09/2012 - 01/26/2016
DEAWM DISTRIBUTORS, INC. (CHICAGO IL)
NY
08/01/2011 - 10/18/2012
G.DISTRIBUTORS, LLC (RYE NY)
NY
03/03/2010 - 08/26/2011
GABELLI & COMPANY, INC. (RYE NY)
ME
04/11/2007 - 02/17/2010
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NY
01/06/2006 - 01/18/2007
LEGG MASON INVESTOR SERVICES, LLC (NEW YORK NY)
MA
04/20/2004 - 08/05/2005
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
MA
02/23/2001 - 04/08/2004
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
NJ
12/08/1999 - 03/09/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
CA
03/31/1993 - 08/06/1998
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
KS
04/22/1992 - 10/20/1992
MACKENZIE INVESTMENT MANAGEMENT INC. (OVERLAND PARK KS)
NC
08/23/1990 - 01/24/1992
KEYSTONE DISTRIBUTORS, INC. (CHARLOTTE NC)
NY
01/02/1990 - 12/10/1990
MONY SECURITIES CORP. (NEW YORK NY)
NY
01/02/1990 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
NA
06/22/1989 - 12/05/1989
NORTHSTAR FINANCIAL CORP
NY
07/12/1988 - 12/20/1988
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
03/17/1988 - 07/27/1988
INTEGRATED RESOURCES EQUITY CORPORATION
NA
06/11/1987 - 03/24/1988
DESCAP SECURITIES, INC.
NA
02/25/1983 - 06/23/1987
THOMSON MCKINNON SECURITIES INC.
IA
Issued 10/05/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 05/25/1983
Series 5 - Interest Rate Options Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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