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Michael Daniel Joseph

HAP Trading, LLC

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About Michael Daniel Joseph

Michael Daniel Joseph has been in the financial industry since April 17, 2008 and is currently registered with HAP Trading, LLC as a Registered Representative and a General Securities Principal. Michael has worked in the industry with several firms over the years including OPAL SECURITIES, INC., SOUTHAMPTON INVESTMENT SERVICES INC., DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION and FIRST CLEARING CORPORATION. Michael has passed the Series 7, Series 24, Series 57TO, Series 99TO and SIE exams.

Firm Information

Michael Joseph is currently registered with HAP Trading, LLC. HAP Trading, LLC is a Limited Liability Company formed on August 26, 1997. The firm has been approved for registration with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Joseph’s Registration & Firm History

NY

09/04/2009 - Present

HAP Trading, LLC (NEW YORK NY)

NY

12/02/2021 - 05/23/2022

OPAL SECURITIES, INC. (NEW YORK NY)

NY

07/11/2014 - 11/18/2021

SOUTHAMPTON INVESTMENT SERVICES INC. (NEW YORK NY)

NY

12/21/2010 - 06/27/2014

SOUTHAMPTON INVESTMENT SERVICES INC. (NEW YORK NY)

NJ

05/26/1998 - 07/27/1999

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

MO

03/11/1998 - 06/02/1998

FIRST CLEARING CORPORATION (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 03/02/2010

Series 24 - General Securities Principal Examination

BC

Issued 07/11/2024

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Daniel Joseph.
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