Unclaimed
Michael Gregorich is a registered representative with SPC Capital Markets LLC and has been in the industry since 2013. Michael is licensed in Connecticut, Florida, and New York and has passed the Series 7, Series 63, Series 79, and Series 24 exams. Michael was previously employed by Donaldson, Lufkin & Jenrette Securities Corporation and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/23/2020 - Present
SPC Capital Markets LLC (West Palm Beach FL)
NJ
10/26/1994 - 04/11/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
11/11/1993 - 10/24/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 11/19/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2019
Series 24 - General Securities Principal Examination
BC
Issued 12/10/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/14/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/27/2019
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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