Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Daniel Dempsey is a financial advisor with over 20 years of experience in the financial services industry. Michael is registered with Avantax Advisory Services in Adrian, Michigan. Michael holds Series 6, 7, and 63 licenses. Michael is a Certified Financial Planner. Michael specializes in providing financial planning services to individuals, businesses, and retirement plans. Michael's goal is to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
MI
10/25/2019 - Present
Avantax Advisory Services (ADRIAN MI)
MI
01/04/2006 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (ADRIAN MI)
IN
12/14/2001 - 01/24/2006
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
BC
Issued 01/10/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/13/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Dempsey is the right advisor for you? Invested Better is here to help.
