Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Daniel Cox is a financial advisor at Stifel, Nicolaus & Company, Inc. based in Garden City, NY. Michael is a seasoned professional in the financial services industry, holding a Series 7, Series 10, Series 31, Series 63 and Series 65 licenses. Michael has been a registered financial advisor for over 25 years, previously with firms such as Ryan Beck & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Advest, Inc., Prudential Securities Incorporated and Lew Lieberbaum & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/26/2021 - Present
Stifel, Nicolaus & Company, Inc. (GARDEN CITY NY)
NY
08/11/2006 - 07/10/2007
RYAN BECK & CO. (UNIONDALE NY)
NY
03/08/2006 - 08/18/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GARDEN CITY NY)
CT
09/01/2000 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
NY
10/07/1996 - 09/05/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/26/1996 - 09/23/1996
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
IA
Issued 08/21/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/27/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 02/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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