Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Ruggiero is a financial advisor registered with Ameriprise Financial Services, LLC. Michael has been in the financial services industry since November 2005. Michael has a Series 66 license and has also passed the SIE, Series 31 and Series 7 exams. Michael has been with Ameriprise Financial Services, LLC since March 2011. Michael was previously employed by UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Waterstone Financial Group, Inc.. Michael is registered in Arizona, California, Illinois, Louisiana, New Jersey, New York and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
03/04/2011 - Present
Ameriprise Financial Services, LLC (ORLAND PARK IL)
IL
10/19/2007 - 03/15/2011
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
IL
11/22/2005 - 10/23/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
MA
11/04/2005 - 11/04/2005
WATERSTONE FINANCIAL GROUP, INC. (BOSTON MA)
BOTH
Issued 03/22/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 11/03/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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