Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Dalton is a financial advisor with MML Investors Services, LLC, working from the Wakefield, MA office. Michael has been in the industry since 2013 and holds Series 6, 7, 63 and 66 securities licenses. Michael is also a CERTIFIED FINANCIAL PLANNER™. Michael has a diverse background, having worked with firms such as Fidelity Brokerage Services LLC, Santander Securities LLC, LPL Financial LLC, and Commonwealth Financial Network.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
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2
MA
02/29/2024 - Present
MML Investors Services, LLC (WAKEFIELD MA)
NH
05/14/2021 - 06/29/2022
LPL FINANCIAL LLC (NASHUA NH)
MA
03/01/2021 - 04/22/2021
CUSO FINANCIAL SERVICES, L.P. (FITCHBURG MA)
MA
06/21/2019 - 03/12/2021
LPL FINANCIAL LLC (TYNGSBORO MA)
MA
01/15/2019 - 06/12/2019
COMMONWEALTH FINANCIAL NETWORK (Westborough MA)
MA
08/04/2016 - 12/13/2018
LPL FINANCIAL LLC (MARLBOROUGH MA)
MA
12/03/2015 - 02/02/2016
SANTANDER SECURITIES LLC (HOLDEN MA)
NH
07/15/2013 - 10/29/2015
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
MA
11/17/2009 - 05/24/2010
TD WEALTH MANAGEMENT SERVICES INC. (WORCESTER MA)
MA
08/17/2009 - 11/17/2009
BANCNORTH INVESTMENT GROUP, INC. (LEOMINSTER MA)
BOTH
Issued 11/4/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/15/2013
Series 7 - General Securities Representative Examination
BC
Issued 8/15/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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