Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Daley is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. He has been active in the financial industry since April 2005. Michael is registered in 51 states and the District of Columbia for both securities and investment advisory services. He is also registered as an investment advisor representative in North Carolina and Texas. Michael has a broad range of experience and expertise in the financial services industry. He has worked for several prominent firms, including Invesco Distributors, Inc. and OppenheimerFunds Distributor, Inc. Michael is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
09/21/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
TX
05/25/2019 - 12/26/2019
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
CO
07/14/2006 - 05/25/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
IL
01/14/2005 - 06/26/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCHAUMBURG IL)
IA
Issued 08/28/2020
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/16/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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