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Michael Dale Whylie

Charles Schwab & CO., Inc.

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About Michael Dale Whylie

Michael Whylie is a financial advisor at Charles Schwab & Co., Inc.. Michael has over 17 years of experience in the financial services industry. Michael is registered with the Securities and Exchange Commission (SEC) as an Investment Adviser Representative. Michael has worked for TD Ameritrade, Inc. and Scottrade, Inc.. Michael holds the Series 63, Series 66, Series 7, and SIE licenses. Michael is registered in Florida and is a member of the Financial Industry Regulatory Authority (FINRA). Michael is also licensed as an Investment Advisor in Florida. Michael's office is located at 1179 South University Drive, Suite 310, Plantation, Florida 33324.

Firm Information

Michael Whylie is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Michael Whylie’s Registration & Firm History

FL

02/08/2022 - Present

Charles Schwab & CO., Inc. (Fort Lauderdale FL)

FL

02/26/2018 - 07/29/2024

TD AMERITRADE, INC. (Plantation FL)

FL

02/02/2016 - 02/26/2018

SCOTTRADE, INC. (PEMBROKE PINES FL)

FL

11/02/2006 - 02/02/2016

E*TRADE SECURITIES LLC (FT. LAUDERDALE FL)

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Licenses & Designations

BOTH

Issued 04/20/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/10/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 4 public disclosures for Michael Dale Whylie. Review regulatory record here.
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