Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Dale Poole is a financial advisor registered with Truist Securities, Inc. Michael has over 20 years of experience in the financial services industry. Michael's registration began on November 16, 2021. Michael has passed the Series 63, 79TO, 99TO, SIE, and Series 7 exams. Michael is currently registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
11/16/2021 - Present
Truist Securities, Inc. (CHARLOTTE NC)
NC
10/05/2010 - 11/17/2021
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
12/21/1999 - 08/03/2010
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
BC
Issued 01/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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