Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Allen has been a registered financial professional since 1979, with experience in the financial industry for over 40 years. Currently, Michael is registered with Great Valley Advisor Group, Inc. and is actively serving clients in the state of Iowa. Michael has held previous positions at several firms, including VOYA FINANCIAL ADVISORS, INC., ING FINANCIAL PARTNERS, INC., and IDS FINANCIAL SERVICES INC., gaining diverse experience in financial services. His registration history also includes a number of states in the United States including Texas, Nebraska, and Minnesota. Michael holds the Series 63, Series 65, Series 7, Series 1, and SIE licenses, indicating a wide range of knowledge in the financial services industry. Michael is committed to providing quality financial advice and services to his clients, focusing on building lasting relationships.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
DE
02/06/2025 - Present
Great Valley Advisor Group, Inc. (WILMINGTON DE)
IA
08/20/2012 - 01/12/2021
VOYA FINANCIAL ADVISORS, INC. (ATLANTIC IA)
IA
01/01/2004 - 08/17/2012
ING FINANCIAL PARTNERS, INC. (ATLANTIC IA)
IA
08/02/2002 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
NE
10/20/1998 - 08/01/2002
SMITH HAYES FINANCIAL SERVICES CORPORATION (LINCOLN NE)
MN
03/21/1994 - 11/17/1998
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
MN
11/19/1979 - 03/18/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/19/1979 - 03/18/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
11/19/1979 - 12/24/1986
IDS FINANCIAL SERVICES INC.
IA
Issued 03/23/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
BC
Issued 11/08/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Allen is the right advisor for you? Invested Better is here to help.
