Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Williams is a financial advisor with J.p. Morgan Securities LLC. Michael has been in the securities industry for over 7 years. Michael is registered to offer securities in Kansas, Missouri, California, Florida, Georgia, Illinois, Indiana, Iowa, Louisiana, Massachusetts, Nevada, Ohio, and Wisconsin. Michael has passed the Series 6, 7, 63, and 66 exams, and the Securities Industry Essentials Examination (SIE). Michael has experience in portfolio management for businesses and individuals, financial planning, and pension consulting. Michael has previously worked at FS Investment Solutions, LLC, Foreside Fund Services, LLC, Ivy Distributors, Inc., and Waddell & Reed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MO
11/09/2021 - Present
J.p. Morgan Securities LLC (Kansas City MO)
KS
03/02/2020 - 08/14/2020
FS INVESTMENT SOLUTIONS, LLC (LEAWOOD KS)
KS
06/21/2016 - 02/27/2020
FORESIDE FUND SERVICES, LLC (Leawood KS)
KS
08/13/2015 - 06/16/2016
IVY DISTRIBUTORS, INC. (OVERLAND PARK KS)
KS
04/17/2014 - 06/16/2016
WADDELL & REED (OVERLAND PARK KS)
BOTH
Issued 11/09/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/30/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2015
Series 7 - General Securities Representative Examination
BC
Issued 04/17/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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