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Michael D Sutter

Rothschild & Co. US Inc.

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About Michael D Sutter

Michael D. Sutter is a financial professional with over 10 years of experience in the industry. Michael is currently registered with Rothschild & Co. US Inc. and has previously held roles at Piper Sandler & Co., CohnReznick Capital, Stifel, Nicolaus & Company, Incorporated, T. Rowe Price Investment Services, Inc., and Northwestern Mutual Investment Services, LLC. Michael holds the Series 6, 7, 79, and SIE licenses. Michael is also a registered representative in New York.

Firm Information

Michael Sutter is currently registered with Rothschild & Co. US Inc.. Rothschild & Co. US Inc. is a corporation formed in July 1967 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is regulated by the SEC and has one regulatory event on record.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Sutter’s Registration & Firm History

NY

07/09/2020 - Present

Rothschild & Co. US Inc. (NEW YORK NY)

NY

04/30/2018 - 06/01/2020

PIPER SANDLER & CO. (NEW YORK NY)

MD

01/12/2016 - 05/02/2018

COHNREZNICK CAPITAL (Baltimore MD)

MD

08/14/2012 - 12/15/2015

STIFEL, NICOLAUS & COMPANY, INCORPORATED (BALTIMORE MD)

MD

11/23/2009 - 07/23/2012

T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)

MD

12/10/2008 - 06/30/2009

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (COLUMBIA MD)

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Licenses & Designations

BC

Issued 12/22/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/10/2016

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 05/11/2010

Series 7 - General Securities Representative Examination

BC

Issued 12/09/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael D Sutter.
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