Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rott is a financial advisor with Ameriprise Financial Services, LLC. Michael has been in the industry since August 18, 2000. Michael has been registered with Ameriprise Financial Services, LLC since March 10, 2021 and also holds registrations in Iowa and Texas. Previous firms Michael worked at include Securian Financial Services, Inc., Heartland Investment Associates, Inc., Wayne Hummer Investments L.L.C., Focused Investments L.L.C., and Princor Financial Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
03/10/2021 - Present
Ameriprise Financial Services, LLC (Hiawatha IA)
IA
10/25/2012 - 03/15/2021
SECURIAN FINANCIAL SERVICES, INC. (HIAWATHA IA)
IA
01/03/2007 - 10/16/2012
HEARTLAND INVESTMENT ASSOCIATES, INC. (HIAWATHA IA)
IA
12/07/2006 - 01/08/2007
WAYNE HUMMER INVESTMENTS L.L.C. (CEDAR RAPIDS IA)
IA
08/02/2004 - 12/07/2006
FOCUSED INVESTMENTS L.L.C. (CEDAR RAPIDS IA)
IA
08/10/2000 - 08/31/2004
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 08/09/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/09/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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