Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael D. Prokop is an investment advisor representative at Ameriprise Financial Services, LLC. Michael has been in the securities industry for over 40 years. Michael is a licensed investment advisor representative in New York and Texas. Michael is also registered as a broker-dealer in 32 states. Ameriprise Financial Services, LLC is a full-service financial firm that offers a wide range of financial products and services, including investment management, financial planning, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/25/2018 - Present
Ameriprise Financial Services, LLC (Garden City NY)
NY
06/01/2009 - 05/29/2018
MORGAN STANLEY (GARDEN CITY NY)
NY
02/06/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (GARDEN CITY NY)
NY
12/14/1994 - 02/24/2009
UBS FINANCIAL SERVICES INC. (MITCHEL FIELD NY)
NY
03/22/1990 - 12/13/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
01/12/1988 - 03/20/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
03/14/1983 - 01/18/1988
SHEARSON LEHMAN BROTHERS INC.
NA
03/01/1983 - 06/27/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
IA
Issued 12/13/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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