Unclaimed
Michael Nichols is a financial professional with over 20 years of experience in the financial industry. Michael has been registered with FINRA since 2002 and is currently registered with Vanguard Marketing Corp. Michael is licensed to sell securities in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
07/08/2002 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 07/03/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2006
Series 7 - General Securities Representative Examination
BC
Issued 07/05/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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