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Michael D Frey

Fifth Third Securities, Inc.

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About Michael D Frey

Michael Frey is a registered representative with Fifth Third Securities, Inc. Michael is licensed to sell securities in 51 states and the District of Columbia. Michael is also a registered investment advisor representative in Kentucky. Michael has been in the securities industry since January 2017. Prior to joining Fifth Third Securities, Inc., Michael worked at Fidelity Brokerage Services LLC. Michael provides financial planning and portfolio management services for individuals, businesses, and pooled investment vehicles. Michael also offers other advisory services, including selection of other advisors and sponsorship of a wrap fee program.

Firm Information

Michael Frey is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

34 FOUNTAIN SQUARE PLAZA

CINCINNATI, OH 45263

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Frey’s Registration & Firm History

KY

02/05/2019 - Present

Fifth Third Securities, Inc. (FLORENCE KY)

KY

03/27/2017 - 04/27/2018

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

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Licenses & Designations

BOTH

Issued 04/27/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/27/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/27/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael D Frey.
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