Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael D. Findley is an Investment Advisor Representative with SPC and has been in the industry since 1995. He previously worked for HORNOR, TOWNSEND & KENT, INC., SII INVESTMENTS, INC., WASHINGTON SQUARE SECURITIES, INC., and RELIASTAR FINANCIAL MARKETING CORP. Michael Findley is registered in several states and holds the Series 6, 63, and 65 licenses as well as the SIE. He also holds the Chartered Financial Consultant designation. He has experience providing financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
IN
02/11/2002 - Present
SPC (FORT WAYNE IN)
PA
02/23/2000 - 10/15/2001
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
WI
10/29/1998 - 02/24/2000
SII INVESTMENTS, INC. (APPLETON WI)
CT
08/01/1995 - 10/28/1998
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
WA
05/19/1995 - 08/01/1995
RELIASTAR FINANCIAL MARKETING CORP. (SEATTLE WA)
IA
Issued 01/29/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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