Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael D. Collins is a financial advisor with Truist Securities, Inc. Michael has over 25 years of experience in the financial services industry. Michael is registered to conduct business in 52 states and the District of Columbia. Michael holds Series 4, 7, 9, 10, 63, 66 and 79TO licenses. Michael has previously worked at Edward Jones, Wells Fargo Securities, LLC, SG Americas Securities, LLC, UBS Securities LLC, SBC Warburg Dillon Read Inc., SBC Warburg, Inc. and SBCI Swiss Bank Corporation Investment Banking Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/13/2021 - Present
Truist Securities, Inc. (NEW YORK NY)
NC
06/28/2018 - 11/27/2019
EDWARD JONES (HENDERSONVILLE NC)
NC
10/03/2007 - 05/17/2016
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NY
07/11/2005 - 09/12/2007
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
06/29/1998 - 06/28/2005
UBS SECURITIES LLC (NEW YORK NY)
CT
09/02/1997 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
NY
01/03/1995 - 09/02/1997
SBC WARBURG, INC. (NEW YORK NY)
NY
03/23/1993 - 01/03/1995
SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC. (NEW YORK NY)
BOTH
Issued 07/20/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2002
Series 4 - Registered Options Principal Examination
BC
Issued 08/08/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/14/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/25/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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