Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Clark is a financial professional with over 20 years of experience in the industry. Michael has been registered with First Citizens Investor Services, Inc. since 2018 and previously worked with Fifth Third Securities, Inc., Wells Fargo Clearing Services, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael provides financial planning, portfolio management for individuals and businesses, and selection of other advisers services to clients. Michael is licensed in North Carolina and holds the Series 6, 7, 24, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
12/24/2018 - Present
First Citizens Investor Services, Inc. (Hendersonville NC)
NC
12/06/2017 - 12/07/2018
FIFTH THIRD SECURITIES, INC. (SPARTA NC)
NC
04/15/2016 - 11/30/2017
WELLS FARGO CLEARING SERVICES, LLC (ASHEVILLE NC)
SC
10/23/2009 - 04/12/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREENVILLE SC)
NC
07/19/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ASHEVILLE NC)
NC
02/13/2001 - 04/11/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (ASHEVILLE NC)
MA
07/12/1999 - 01/31/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
04/07/1997 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
BOTH
Issued 08/26/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2002
Series 7 - General Securities Representative Examination
BC
Issued 04/05/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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