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Michael Cuyler Phillips

First Brokers Securities LLC

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About Michael Cuyler Phillips

Michael Cuyler Phillips is a registered representative with First Brokers Securities LLC in Jersey City, NJ. Michael began their career in the securities industry in 1994 and has experience with Cedar Street Securities Corp., Garban Corporates LLC, First Brokers Securities LLC, Tullett Prebon Financial Services LLC, and BGC FINANCIAL, L.P. Michael is licensed in New Jersey and New York. Michael is Series 7 and Series 63 licensed and has passed the Securities Industry Essentials Examination.

Firm Information

Michael Phillips is currently registered with First Brokers Securities LLC. First Brokers Securities LLC is a Limited Liability Company formed in November 2003. The firm is registered with the Securities and Exchange Commission and in 7 states, including California, Connecticut, Florida, New Jersey, New York, North Carolina, and Texas.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Phillips’s Registration & Firm History

NJ

04/28/2014 - Present

First Brokers Securities LLC (JERSEY CITY NJ)

NY

01/03/2011 - 03/14/2014

BGC FINANCIAL, L.P. (NEW YORK NY)

NY

09/08/2005 - 11/18/2010

TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)

NJ

05/03/1999 - 07/11/2005

FIRST BROKERS SECURITIES LLC (JERSEY CITY NJ)

NY

10/19/1995 - 04/28/1999

GARBAN CORPORATES LLC (NEW YORK NY)

NY

09/22/1994 - 10/16/1995

CEDAR STREET SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/30/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael Cuyler Phillips. Review regulatory record here.
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