Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Curtis Fordham is a financial advisor with Charles Schwab & CO., Inc. Michael is a registered representative with both FINRA and the state of California. Michael has over 15 years of experience in the financial services industry. Michael has previously been registered with several other firms including Crossroads Capital Distributors, LLC, Highland Capital Funds Distributor, Inc., NexBank Securities Inc, Northstar Securities, LLC, and Charles Schwab & CO., Inc.. Michael has a Series 7, 9, 10, 63, and 66. In addition, Michael holds the SIE. Michael has held various positions in the financial services industry including Financial Advisor, Investment Advisor Representative, Financial Consultant, and Branch Manager.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
08/10/2017 - Present
Charles Schwab & CO., Inc. (Irvine CA)
CA
09/12/2016 - 07/19/2017
CROSSROADS CAPITAL DISTRIBUTORS, LLC (NEWPORT BEACH CA)
TX
06/02/2016 - 08/29/2016
HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC. (DALLAS TX)
TX
02/19/2016 - 06/08/2016
NEXBANK SECURITIES INC (DALLAS TX)
CO
01/16/2013 - 02/10/2016
NORTHSTAR SECURITIES, LLC (GREENWOOD VILLAGE CO)
CO
06/11/2008 - 01/23/2013
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
BOTH
Issued 08/10/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/16/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/02/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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