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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Forbes is a financial advisor with over 35 years of experience in the financial industry. Michael has a strong background in investment management and financial planning and provides a wide range of services to individual and institutional clients. Michael is registered with D.a. Davidson & Co. where he is a registered representative and investment advisor. Michael has previously held positions with Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., Dean Witter Reynolds Inc., and Boettcher & Company, Inc. Michael holds a Series 63, Series 65, Series 7, Series 3, Series 8, Series 9, and Series 10 license. Michael is a partner at M & C Forbes Properties LLC, a real estate investment company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
UT
05/26/2009 - Present
D.a. Davidson & Co. (SOUTH JORDAN UT)
UT
01/01/2008 - 05/20/2009
WELLS FARGO ADVISORS, LLC (DRAPER UT)
UT
04/02/1991 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DRAPER UT)
NY
01/25/1988 - 04/01/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
12/19/1984 - 01/27/1988
BOETTCHER & COMPANY, INC.
IA
Issued 12/03/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/01/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1991
Series 3 - National Commodity Futures Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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