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Michael Curtis

Pruco Securities, LLC

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About Michael Curtis

Michael Curtis is a financial advisor registered with Pruco Securities, LLC. Michael has been in the financial industry since 2001 and is licensed in several states. Michael specializes in helping individuals and families achieve their financial goals. Michael is also a consultant forester, providing consulting services for those wishing to provide forest materials on their wooded properties. Michael can help you with a variety of financial needs, including investment planning, retirement planning, and estate planning.

Firm Information

Michael Curtis is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Michael Curtis’s Registration & Firm History

NY

03/01/2023 - Present

Pruco Securities, LLC (Rochester NY)

NY

11/26/2019 - 06/28/2021

MML INVESTORS SERVICES, LLC (ROCHESTER NY)

NY

04/15/2016 - 11/07/2019

BANKERS LIFE SECURITIES, INC. (PITTSFORD NY)

NY

07/18/2014 - 01/05/2016

PRUCO SECURITIES, LLC. (DEWITT NY)

NY

12/11/2003 - 07/07/2014

NYLIFE SECURITIES LLC (FAIRPORT NY)

MA

10/04/2001 - 11/24/2003

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

10/04/2001 - 11/24/2003

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

IA

Issued 02/28/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/11/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/23/2008

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 02/03/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael Curtis. Review regulatory record here.
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