Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Curran Rode is a financial advisor with over 18 years of experience in the industry. Michael is currently registered with American Century Investment Services Inc. Michael has held previous positions at SUNTRUST ROBINSON HUMPHREY, INC., NEEDHAM & COMPANY, LLC and C.E. UNTERBERG, TOWBIN, LLC. Michael has a Series 7, Series 24, Series 63 and SIE licenses. Michael is registered to provide securities and investment advisory services in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MO
10/09/2023 - Present
American Century Investment Services Inc. (KANSAS CITY MO)
MO
11/17/2018 - 09/01/2022
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
NY
11/09/2015 - 01/09/2018
SUNTRUST ROBINSON HUMPHREY, INC. (NEW YORK NY)
NY
04/21/2006 - 11/09/2015
NEEDHAM & COMPANY, LLC (NEW YORK NY)
NY
11/05/2003 - 04/10/2006
C.E. UNTERBERG, TOWBIN, LLC. (NEW YORK NY)
BC
Issued 12/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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