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Michael Cunius

Wolfe Research Securities

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About Michael Cunius

Michael Cunius is a financial professional with over 24 years of experience in the securities industry. Michael is currently registered with Wolfe Research Securities and is licensed to provide investment advice in 20 states across the United States. Michael has a strong track record of success in the financial services industry, having previously held positions at Jefferies LLC, Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, and Prudential Equity Group, LLC. Michael holds the Series 7, Series 9, Series 10, and Series 63 licenses.

Firm Information

Michael Cunius is currently registered with Wolfe Research Securities. Wolfe Research Securities is a Limited Liability Company formed in August 2009. It is registered with the SEC and is licensed to operate in 48 states.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Cunius’s Registration & Firm History

NY

01/02/2020 - Present

Wolfe Research Securities (New York NY)

TX

01/02/2015 - 12/10/2019

JEFFERIES LLC (DALLAS TX)

TX

09/19/2013 - 12/22/2014

DEUTSCHE BANK SECURITIES INC. (HOUSTON TX)

TX

10/25/2004 - 09/24/2013

CREDIT SUISSE SECURITIES (USA) LLC (HOUSTON TX)

NY

09/18/1998 - 10/04/2004

PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/05/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/07/2011

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/07/2011

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Cunius.
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