Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Simons is a financial professional with over twenty years of experience in the industry. Michael is currently registered with Macquarie Investment Management Business Trust. Prior to this role, Michael held positions at several firms including Miller Tabak + Co., LLC, Labranche Financial Services, Inc., VIE Securities, LLC, VIE Institutional Services, Inc., Vanguard Marketing Corporation and SEI Investments Distribution Co.. Michael is licensed in all 50 states as well as Puerto Rico. Michael's areas of specialization include securities, investment advisory, and banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Structured product/securitization advice/transition management
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
PA
04/20/2020 - Present
MacQuarie Investment Management Business Trust (PHILADELPHIA PA)
NY
07/05/2006 - 04/22/2013
MILLER TABAK + CO., LLC (NEW YORK NY)
NY
11/11/2003 - 01/22/2004
LABRANCHE FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
10/15/2002 - 10/07/2003
VIE SECURITIES, LLC (NEW YORK NY)
PA
10/15/2002 - 09/15/2003
VIE INSTITUTIONAL SERVICES, INC. (PHILADELPHIA PA)
PA
01/22/1998 - 02/20/2002
VANGUARD MARKETING CORPORATION (MALVERN PA)
PA
11/18/1996 - 01/21/1998
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
IA
Issued 12/09/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2000
Series 24 - General Securities Principal Examination
BC
Issued 08/25/2000
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/15/1997
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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