Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Craig Rothrock is a financial advisor with Hornor, Townsend & Kent, LLC, located in ALLENTOWN, PA. Michael has been in the financial industry since 1999. Michael specializes in financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals. Michael is also a licensed insurance broker.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
PA
06/05/2014 - Present
Hornor, Townsend & Kent, LLC (ALLENTOWN PA)
PA
07/12/2012 - 04/14/2014
METLIFE SECURITIES INC. (ALLENTOWN PA)
PA
02/10/2009 - 07/13/2012
NEW ENGLAND SECURITIES (NEWTOWN SQUARE PA)
PA
12/12/2000 - 02/20/2009
METLIFE SECURITIES INC. (ALLENTOWN PA)
PA
12/12/2000 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (ALLENTOWN PA)
PA
01/20/1999 - 11/17/2000
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
BOTH
Issued 02/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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