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Michael Craig Roesler

Nylife Securities LLC

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About Michael Craig Roesler

Michael Roesler is a financial advisor registered in New York and Vermont. Michael has been in the financial services industry since 2000 and is currently employed by Nylife Securities LLC. Michael has a broad range of experience, having worked at CJS Securities, Inc. and Taglich Brothers, Inc. Michael holds the Series 7, Series 62, Series 63, and Series 87 licenses.

Firm Information

Michael Roesler is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Roesler’s Registration & Firm History

VT

05/22/2024 - Present

Nylife Securities LLC (COLCHESTER VT)

NY

12/04/2001 - 02/11/2005

CJS SECURITIES, INC. (WHITE PLAINS NY)

NY

02/09/2000 - 08/31/2001

TAGLICH BROTHERS, INC. (COLD SPRING HARBOR NY)

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Licenses & Designations

BC

Issued 06/07/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/22/2024

Series 7TO - General Securities Representative Examination

BC

Issued 03/18/2024

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/03/2001

Series 7 - General Securities Representative Examination

BC

Issued 02/02/2000

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael Craig Roesler. Review regulatory record here.
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