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Michael Craig Kornett

Samuel A. Ramirez & Company, Inc.

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About Michael Craig Kornett

Michael Craig Kornett is a Financial Advisor with Samuel A. Ramirez & Company, Inc.. Michael has been in the industry for almost 20 years. Michael has been associated with several other financial firms, including Citigroup Global Markets Inc., H2C Securities Inc., Barclays Capital Inc., Lehman Brothers Inc., UBS Securities LLC, and UBS Financial Services Inc.. Michael is a Registered Representative and holds the following licenses: Series 63, Series 53, Series 52TO, Series 79TO, SIE, and Series 7.

Firm Information

Michael Kornett is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Kornett’s Registration & Firm History

NY

03/12/2024 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NY

05/29/2014 - 02/28/2024

CITIGROUP GLOBAL MARKETS INC. (New York NY)

NY

09/12/2013 - 05/28/2014

H2C SECURITIES INC. (NEW YORK NY)

NY

09/22/2008 - 07/25/2013

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

08/16/2006 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

01/16/2006 - 07/24/2006

UBS SECURITIES LLC (NEW YORK NY)

NJ

04/06/2004 - 01/16/2006

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 08/24/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/16/2021

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Craig Kornett.
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