Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Craig Forgea is a registered investment advisor representative with U.S. Bancorp Investments, Inc. based in Santa Barbara, California. Michael has over 40 years of experience in the financial industry, having started his career in 1983. He has a wide range of experience working for a variety of firms, including Jefferies LLC, UBS Financial Services Inc., and UBS Global Asset Management (US) Inc. Michael holds licenses to conduct business in California and is currently registered with the state. His areas of expertise include financial planning, portfolio management, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CA
06/16/2023 - Present
U.s. Bancorp Investments, Inc. (Sacramento CA)
CA
03/20/2013 - 06/20/2023
UNIONBANC INVESTMENT SERVICES, LLC (SAN FRANCISCO CA)
CA
01/13/2012 - 03/07/2013
JEFFERIES LLC (LOS ANGELES CA)
CA
07/29/2005 - 01/17/2012
UBS FINANCIAL SERVICES INC. (SANTA BARBARA CA)
NY
09/09/2002 - 07/20/2005
UBS GLOBAL ASSET MANAGEMENT (US) INC. (NEW YORK NY)
MA
03/12/1997 - 07/16/2002
SELIGMAN ADVISORS, INC. (BOSTON MA)
WA
06/12/1996 - 03/05/1997
SIERRA INVESTMENT SERVICES CORPORATION (SEATTLE WA)
NY
10/14/1994 - 05/30/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
04/24/1994 - 09/01/1994
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
05/30/1992 - 04/21/1994
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
VA
12/01/1989 - 06/30/1992
GNA SECURITIES, INC. (GLEN ALLEN VA)
NY
05/02/1984 - 11/03/1989
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
04/20/1983 - 04/27/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 10/27/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/18/2014
Series 24 - General Securities Principal Examination
BC
Issued 08/01/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/01/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2008
Series 3 - National Commodity Futures Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Forgea is the right advisor for you? Invested Better is here to help.
