Unclaimed
Michael Darrington is a financial advisor with Principal Securities, Inc., a company with over 1,153 clients and $12.1 billion in assets under management. Michael has worked in the financial industry since 2003 and has experience with various clients including individuals, high-net-worth individuals, pension plans, and charitable organizations. Michael is registered with FINRA and has licenses Series 6, 7, 24, 63 and 66. Michael has provided financial planning services to clients in Arkansas, California, Colorado, Connecticut, Florida, Idaho, Illinois, Iowa, Minnesota, Montana, Nebraska, New Jersey, Oregon, Pennsylvania, South Dakota, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
MN
01/26/2021 - Present
Principal Securities, Inc. (LAKE ELMO MN)
WA
08/24/2012 - 01/22/2021
THRIVENT INVESTMENT MANAGEMENT INC. (Bellevue WA)
OR
07/09/2010 - 06/22/2012
METLIFE SECURITIES INC. (LAKE OSWEGO OR)
MN
09/18/2009 - 07/08/2010
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
MN
04/15/2003 - 05/07/2009
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
BOTH
Issued 04/20/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/22/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/14/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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