Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Carr is an investment advisor representative with UBS Financial Services Inc. Michael is registered with the state of Florida and Texas, and has been in the industry since September 1997. Michael has a wide range of experience and certifications, including Series 7, Series 31, Series 66, and Series 9 and Series 10. Michael is also a member of the Climb For Cancer Foundation board of directors. UBS Financial Services Inc. is a leading global financial services firm providing wealth management, investment banking, asset management, and other financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
06/12/2018 - Present
UBS Financial Services Inc. (GAINSVILLE FL)
FL
09/09/1997 - 08/24/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GAINESVILLE FL)
BOTH
Issued 09/25/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/15/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/13/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 09/05/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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