Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Costa is an active investment advisor representative with UBS Financial Services Inc. Michael has been in the industry since October 1998. He has a Series 3, 4, 7, 9, 10, 63 and 66 license. Michael has previous experience with Bear, Stearns & Co. Inc., Bear, Stearns Securities Corp., TD Ameritrade, Inc., National Securities Corporation and TimeCapital Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
01/06/2025 - Present
UBS Financial Services Inc. (Austin TX)
NY
12/07/2006 - 11/09/2007
BEAR, STEARNS & CO. INC. (BROOKLYN NY)
NY
12/07/2006 - 11/09/2007
BEAR, STEARNS SECURITIES CORP. (BROOKLYN NY)
NY
04/21/1998 - 07/05/2006
TD AMERITRADE, INC. (NEW YORK NY)
FL
03/24/1997 - 12/02/1997
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
NY
11/26/1996 - 03/24/1997
TIMECAPITAL SECURITIES CORPORATION (PORT JEFFERSON STATION NY)
NA
03/25/1996 - 12/04/1996
KENSINGTON WELLS INCORPORATED
BOTH
Issued 12/17/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2003
Series 4 - Registered Options Principal Examination
BC
Issued 01/24/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/17/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2011
Series 3 - National Commodity Futures Examination
BC
Issued 03/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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