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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Callahan is a registered investment advisor with over 30 years of experience in the financial industry. Michael is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. He has a broad range of experience in the industry, including roles at Citigroup Global Markets Inc. and Lehman Brothers Inc. Michael is a highly experienced advisor who is committed to providing his clients with personalized financial advice. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 3, 7, 8, 9, 10, 31, 63, and 65 licenses. He is also registered to provide investment advisory services in California, Arizona, Colorado, Florida, Idaho, Massachusetts, Michigan, Missouri, Nebraska, Nevada, New Mexico, North Carolina, Oklahoma, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/19/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN DIEGO CA)
CA
07/31/1993 - 12/17/2008
CITIGROUP GLOBAL MARKETS INC. (SAN DIEGO CA)
NY
09/14/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 10/2/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 6/4/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/24/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 9/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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