Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Constantinou is a financial professional with over 20 years of experience in the industry. Michael is currently registered with Wells Fargo Securities, LLC. Michael has held previous positions at Wolfe Research Securities, HSBC Securities (USA) Inc., Credit Suisse Securities (USA) LLC, UBS Securities LLC, and UBS Financial Services Inc. Michael is a Series 7, Series 63, Series 24, Series 86, Series 87, Series 16, Series 99TO, Series 82TO, Series 22TO, and Series 6TO licensed representative. Michael is also licensed in New York and Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
04/13/2023 - Present
Wells Fargo Securities, LLC (Summit NJ)
NY
01/03/2022 - 07/21/2022
WOLFE RESEARCH SECURITIES (New York NY)
NY
02/11/2016 - 12/03/2021
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
01/07/2015 - 02/10/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
03/03/2010 - 10/07/2011
UBS SECURITIES LLC (NEW YORK NY)
NY
12/21/2007 - 10/07/2011
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
10/07/2002 - 05/26/2009
UBS SECURITIES LLC (NEW YORK NY)
NY
10/15/1999 - 10/16/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
CT
12/02/1996 - 10/18/1999
GE INVESTMENT DISTRIBUTORS, INC (STAMFORD CT)
NY
03/27/1996 - 05/24/1996
SCHONFELD SECURITIES INC. (JERICHO NY)
NY
06/15/1995 - 03/25/1996
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
BC
Issued 06/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2010
Series 24 - General Securities Principal Examination
BC
Issued 04/13/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/13/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 04/13/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 04/13/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2009
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 02/25/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/17/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/14/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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