Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Constantino is a financial professional with over 15 years of experience in the industry. Michael is currently registered with FEF Distributors, LLC and Guggenheim Securities, LLC. Michael has held prior roles with Guggenheim Securities, LLC, Ally Securities LLC and Bear, Stearns & Co. Inc.. Michael has passed Series 63, Series 27, Series 99TO, Series 79 and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/12/2024 - Present
FEF Distributors, LLC (NEW YORK NY)
NY
04/30/2012 - 03/19/2014
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
10/26/2010 - 12/16/2011
ALLY SECURITIES LLC (NEW YORK NY)
NY
01/30/1998 - 06/11/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 04/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2022
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/26/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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