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Michael Conroy Clark

Northwestern Mutual Investment Services, LLC

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About Michael Conroy Clark

Michael Conroy Clark is a financial professional with over 30 years of experience in the financial services industry. Michael is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since 1994. Michael has experience in various aspects of the financial services industry, including investment advising and insurance sales. Michael holds a Series 7, Series 26, Series 63 and SIE license. Michael is also a Chartered Financial Consultant.

Firm Information

Michael Clark is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

600 Montgomery St

SAN FRANCISCO, CA 94111

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Michael Clark’s Registration & Firm History

CA

04/18/2011 - Present

Northwestern Mutual Investment Services, LLC (SAN FRANCISCO CA)

WI

09/08/1994 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

AZ

06/22/1992 - 08/18/1994

SENTRA SECURITIES CORPORATION (PHOENIX AZ)

NA

11/23/1990 - 04/21/1992

HOME LIFE INSURANCE COMPANY

CT

11/23/1990 - 04/21/1992

W. S. GRIFFITH & CO., INC. (HARTFORD CT)

CA

04/23/1985 - 11/14/1990

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

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Licenses & Designations

BC

Issued 6/29/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 3/17/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 5/10/1996

Series 12 - NYSE Branch Manager Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 4/20/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Conroy Clark.
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