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Michael Conroy Clark

Northwestern Mutual Investment Services, LLC

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About Michael Conroy Clark

Michael Conroy Clark is a financial professional with over 35 years of experience in the financial services industry. Michael is currently registered with Northwestern Mutual Investment Services, LLC and is an active Investment Advisor Representative in California. Michael has held a variety of roles in the financial services industry, including working with Robert W. Baird & Co. Incorporated, Sentra Securities Corporation, Home Life Insurance Company, W.S. Griffith & Co., Inc., and Financial Network Investment Corporation. Michael holds a Series 63, Series 26, Series 12 and Series 7 licenses, in addition to the Securities Industry Essentials (SIE) examination. Michael also holds the Chartered Financial Consultant designation.

Firm Information

Michael Clark is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Michael Clark’s Registration & Firm History

CA

04/18/2011 - Present

Northwestern Mutual Investment Services, LLC (SAN FRANCISCO CA)

WI

09/08/1994 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

AZ

06/22/1992 - 08/18/1994

SENTRA SECURITIES CORPORATION (PHOENIX AZ)

NA

11/23/1990 - 04/21/1992

HOME LIFE INSURANCE COMPANY

CT

11/23/1990 - 04/21/1992

W. S. GRIFFITH & CO., INC. (HARTFORD CT)

CA

04/23/1985 - 11/14/1990

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

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Licenses & Designations

BC

Issued 06/29/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/17/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 05/10/1996

Series 12 - NYSE Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Conroy Clark.
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