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Michael Conrad Wallach

Wallachbeth Capital LLC

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About Michael Conrad Wallach

Michael Conrad Wallach is a registered representative with Wallachbeth Capital LLC. Michael has been in the securities industry since December 15, 2003, and holds a Series 7, Series 24, Series 63, and Series 65. Michael is registered in 25 states including Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Massachusetts, Michigan, Minnesota, Nebraska, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, Rhode Island, Texas, Utah, Virginia, Washington and Wisconsin. Previously, Michael worked at Divine Capital Markets LLC.

Firm Information

Michael Wallach is currently registered with Wallachbeth Capital LLC. Wallachbeth Capital LLC is a Limited Liability Company formed in May 2008. The firm is registered in 44 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

44

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Wallach’s Registration & Firm History

FL

11/20/2008 - Present

Wallachbeth Capital LLC (Boca Raton FL)

NY

09/02/2003 - 08/06/2008

DIVINE CAPITAL MARKETS LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 09/19/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/25/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/09/2004

Series 4 - Registered Options Principal Examination

BC

Issued 03/23/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Conrad Wallach.
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