Unclaimed
Michael Conrad Wallach is a registered representative with Wallachbeth Capital LLC. Michael has been in the securities industry since December 15, 2003, and holds a Series 7, Series 24, Series 63, and Series 65. Michael is registered in 25 states including Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Massachusetts, Michigan, Minnesota, Nebraska, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, Rhode Island, Texas, Utah, Virginia, Washington and Wisconsin. Previously, Michael worked at Divine Capital Markets LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
11/20/2008 - Present
Wallachbeth Capital LLC (Boca Raton FL)
NY
09/02/2003 - 08/06/2008
DIVINE CAPITAL MARKETS LLC (NEW YORK NY)
IA
Issued 09/19/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2004
Series 4 - Registered Options Principal Examination
BC
Issued 03/23/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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