Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Conrad Braganza is a financial professional with over 20 years of experience in the industry. Michael is currently registered with Citigroup Global Markets Inc. Michael has experience in a variety of roles, including Registered Representative, Series 3, 4, 7, 9, 10, 55, 57TO, 79TO, and SIE licensed. Michael has previously worked at FIMAT PREFERRED LLC, PREFERREDTRADE, INC., and LINSCO/PRIVATE LEDGER CORP. Michael holds licenses in New York and has a Series 63 license. Michael has a strong track record of success in the financial services industry and is committed to providing clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
11/06/2007 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
CA
07/01/2005 - 01/09/2006
FIMAT PREFERRED LLC (SAN FRANCISCO CA)
CA
10/11/2000 - 07/01/2005
PREFERREDTRADE, INC. (SAN FRANCISCO CA)
SC
09/15/1999 - 07/10/2000
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
BC
Issued 12/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/17/2002
Series 4 - Registered Options Principal Examination
BC
Issued 04/16/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2002
Series 3 - National Commodity Futures Examination
BC
Issued 02/07/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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