Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Conrad Bauder is a registered Investment Advisor Representative associated with Harbert Fund Advisors, Inc. located in Birmingham, Alabama. Michael has been in the industry since 1994 and has experience with a range of firms, including Hancock Investment Services, Inc., Invest Financial Corporation, Investment Centers of America, Inc., Raymond James & Associates, Inc., and Investment Management & Research, Inc. Michael is a highly experienced investment professional holding several designations, including Series 7, 24, 53, 27, 14, 63, and 65 licenses. Michael's current role at Harbert Fund Advisors, Inc. focuses on providing investment advisory services to a diverse clientele.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Management of private investment funds and hedge funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
AL
01/03/2007 - Present
Harbert Fund Advisors, Inc. (BIRMINGHAM AL)
LA
01/19/2001 - 07/28/2006
HANCOCK INVESTMENT SERVICES, INC. (BATON ROUGE LA)
WI
01/11/1999 - 01/18/2001
INVEST FINANCIAL CORPORATION (APPLETON WI)
WI
01/12/1999 - 12/31/2000
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
FL
01/21/1997 - 02/11/1999
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
07/19/1994 - 01/21/1997
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
FL
04/13/1994 - 07/25/1994
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
IA
Issued 10/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/27/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/24/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/24/1996
Series 4 - Registered Options Principal Examination
BC
Issued 08/26/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 03/30/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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