Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Connole is a financial advisor with MML Investors Services, LLC, having been in the industry for over two decades. Michael holds various licenses including Series 3, 7, 9, 10, 52TO, 53, 63, and 65. Michael is registered in 53 states and has served as a FINRA arbitrator. In addition to his work with MML Investors Services, LLC, Michael is also a property owner and is involved in life, property, and casualty insurance sales.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
OH
05/30/2017 - Present
MML Investors Services, LLC (CLEVELAND OH)
OH
09/05/2013 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (DUBLIN OH)
OH
09/23/2013 - 01/02/2015
NEW ENGLAND SECURITIES (DUBLIN OH)
TX
01/20/2000 - 07/29/2013
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
IA
Issued 12/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/23/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/19/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2003
Series 3 - National Commodity Futures Examination
BC
Issued 12/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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