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Michael Connell

Prudential Annuities Distributors, Inc.

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About Michael Connell

Michael Connell is a financial professional with over 20 years of experience in the financial services industry. Michael is currently registered with Prudential Annuities Distributors, Inc. Michael has a strong background in investments, and is dedicated to providing personalized financial advice to clients. Michael is committed to helping clients achieve their financial goals through a variety of services, including retirement planning, college savings, and investment management.

Firm Information

Michael Connell is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Connell’s Registration & Firm History

CT

04/23/2019 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

NJ

10/10/2018 - 04/10/2020

PRUCO SECURITIES, LLC. (NEWARK NJ)

CT

10/17/2017 - 09/18/2018

PARK AVENUE SECURITIES LLC (HAMDEN CT)

NY

03/17/2005 - 04/18/2006

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

07/25/2002 - 01/25/2005

ING FINANCIAL MARKETS LLC (NEW YORK NY)

PA

12/21/2001 - 07/01/2002

ING AMERICA EQUITIES, INC. (WEST CHESTER PA)

CT

01/14/1998 - 12/21/2001

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

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Licenses & Designations

IA

Issued 02/16/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/20/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/14/1999

Series 24 - General Securities Principal Examination

BC

Issued 09/18/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/26/2018

Series 7 - General Securities Representative Examination

BC

Issued 10/17/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Connell.
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